Financial Advice Unit 26360

$477.00 +GST Retail


This module provides an understanding of the legislative and regulatory requirements of category 1 advisers. (NZQA 5 Credits)



Unit standard 26360 is assessed by exam at the Skills Organisation premises, and you will be required to book an attendance at their locations using their online booking facility. You can find out more about the skills organisation assessment process here.

The costs for Skills assessment are included in our pricing below.

Approximate time frames for this module is 1 month. 

Learning Units Included

Module 2 Financial Advice - What it Takes to comply with the Act


This unit standard is one of 5 that make up the Financial Advice module. In this unit you will gain an understanding of: 

  • The legislative framework for financial advisers
  • The registration and reporting requirements of financial advisers
  • The disclosure and conduct obligations of financial advisers
  • The  financial services compliance legislation
  • The Code of Professional Conduct for Authorised Financial Advisers
  • The  requirements of consumer legislation
  • The disputes resolution process and obligations as an Authorised Financial Adviser
  • To understand and apply the disclosure and conduct obligations of financial advisers including disputes resolution processes and obligations
  • To understand the terms of the Financial Advisers Act 2008, the Financial Service Providers Act 2008 and relevant financial services and consumer legislation
  • To understand the Code of Professional Conduct for Authorised Financial Advisers
  • To understand the types of financial service intermediary and the types of services each can provide and their reporting obligations

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Unit 4D, 2B William Pickering Drive, Rosedale, Auckland 0632

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