People credited with this unit standard are able to: interpret and explain legislation and regulations applicable to financial advice and financial advice services interpret financial services consumer legislation and financial services compliance legislation in a general financial services context interpret the Code of Professional Conduct for Financial Advice Services, and explain legislation and regulations applicable to complaints and disputes handling processes.
People credited with this unit standard are able to:
Enrol to complete the full programme
Interpret and explain provisions in the regulatory framework in a financial advice services context