Regulatory Framework 31858

People credited with this unit standard are able to:


  • interpret and explain legislation and regulations applicable to financial advice and financial advice services
  • interpret financial services consumer legislation and financial services compliance legislation in a general financial services context
  • interpret the Code of Professional Conduct for Financial Advice Services, and
  • explain legislation and regulations applicable to complaints and disputes handling processes.


Enrol to complete the full programme

Strand Price

Module 1 Core - Providing Financial Advice


Interpret and explain provisions in the regulatory framework in a financial advice services context

$365.00 +GST Retail

© Copyright Professional IQ College Ltd. Private information collected for this website is governed by our Privacy Policy. Read our Terms & Conditions
Unit 4D, 2B William Pickering Drive, Rosedale, Auckland 0632

Powered by streamSWEET CMS