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Financial Advice Paper 31858

People credited with this unit standard are able to:

 

  • interpret and explain legislation and regulations applicable to financial advice and financial advice services
  • interpret financial services consumer legislation and financial services compliance legislation in a general financial services context
  • interpret the Code of Professional Conduct for Financial Advice Services, and
  • explain legislation and regulations applicable to complaints and disputes handling processes.


Enrol to complete the full programme

Strand Price

Module 1 Core - Providing Financial Advice

31858

Interpret and explain provisions in the regulatory framework in a financial advice services context

$365.00 +GST Retail


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