Module 1 Core - Good conduct

10.00 CPD Points
Free +GST Retail

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This module provides an understanding of professionalism required in the financial services industry. Enabling graduates to gain an understanding of the wider financial services environment and the legislation and regulations that impact participants economically and financially whilst delivering financial advice services.


  • Apply good conduct obligations in client interactions, including the advice process and the key elements of legal, ethical, and professional obligations.
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Unit 4D, 2B William Pickering Drive, Rosedale, Auckland 0632

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