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Module 1 Core Knowledge

L5M1v2
Price:
$1,095.00 +GST Retail

 

 

 

Content 

This module provides an understanding of the level of professionalism required in the financial services industry. You will gain an understanding of the wider financial services environment and research fit for purpose financial or insurance solutions. (NZQA 35 Credits) Details of the unit standards included in this module are shown below.

In order to gain the certificate in Financial Services Level 5 this module is a core compulsory component, i.e it must be completed in conjunction with another module to complete the full qualification strand

Your choice of strand will depend on your circumstances - you can see a full summary here.....

Assessment 

4 study guides are provided for these four unit standards, and the assessment is predominantly evidence based.

This means actual workplace examples of clients are used to demonstrate that you can put into practice the learning contained within the study guide.

Documents can be uploaded using the student dashboard function, scanned and email to your tutor, or posted to our offices. note that client names should be removed.

Time frame for this module is 28 weeks. 


 

Enrolment required
Enrolment InfoQual SummaryBridging Distance Learning

Learning Units Included

Academic Integrity

ACAINT

This is the compulsory Academic Integrity course for all new students at Professional IQ College.

 

Please click "Start" above, then navigate to the Learning Material tab to see the webinar.



Module 1 Core - Good conduct

31855
This module provides an understanding of professionalism required in the financial services industry. Enabling graduates to gain an understanding of the wider financial services environment and the legislation and regulations that impact participants economically and financially whilst delivering financial advice services.
Objectives
  • Apply good conduct obligations in client interactions, including the advice process and the key elements of legal, ethical, and professional obligations.


Module 1 Core - Financial Markets

31856
This module provides an understanding of professionalism required in the financial services industry. Enabling graduates to gain an understanding of the wider financial services environment and the legislation and regulations that impact participants economically and financially whilst delivering financial advice services.
Objectives
  • Provide a range of financial advice solutions to clients using knowledge of key financial institutions, systems, markets, and products/services.


Module 1 Core - Economic Environment

31857
This module provides an understanding of professionalism required in the financial services industry. Enabling graduates to gain an understanding of the wider financial services environment and the legislation and regulations that impact participants economically and financially whilst delivering financial advice services.
Objectives
  • Provide a range of financial advice solutions using knowledge of key factors in the economic environment that impact participants in the financial services sector.


Module 1 Core - Providing Financial Advice

31858
This module provides an understanding of professionalism required in the financial services industry. Enabling graduates to gain an understanding of the wider financial services environment and the legislation and regulations that impact participants economically and financially whilst delivering financial advice services.
Objectives
  • Interpret applicable provisions in the regulatory framework to use when providing Financial Advice and Financial Advice Services.


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