This module provides an understanding of the legislative and regulatory
requirements of category 1 advisers, and outlines the application of the six step financial
advice process method used to provide professional client service. (NZQA 30 Credits)
This module is compulsory for Authorised Financial Advisers (AFA) and
is equivalent to Legislative Framework & Advice Process of the National Certificate of
Financial Services Level 5.
1 study guide is provided across all unit standards within this
module. Unit standards 25650-25653 are assessed using evidence based
This means actual workplace examples of clients are used to
demonstrate that you can put into practice the learning contained within
the study guide.
Assessment documents are required to be submitted directly to the Skills Organisation.
Unit standard 26360 is also assessed by exam at the Skills
Organisation premises, and you will be required to book an attendance at
their locations using their online booking facility. You can find out
more about the skills organisation assessment process here.
The costs for Skills assessment are included in our pricing below.
Approximate time frames for this module is 4.7 months.