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New Zealand Certificate in Financial Services L5

Designed for busy professionals, and replacing the National Certificate in Financial Services Level 5, the New Zealand Certificate in Financial Services Level 5 is structured to allow professionals from all parts of the financial services sector to gain skills and knowledge relevant to them.

To gain the qualification you must complete:

  • Core Knowledge (which provides general financial services learning)

Plus one selected industry based strand. Professional IQ College deliver the following:

  • Financial advice
  • General insurance
  • Investment
  • Residential property lending
  • Life & Health Insurance

Professional IQ College also offer a package that can meet the FMA requirements for an AFA Adviser, which includes the Core Knowledge, Financial Advice Strand and the Investment Strand.

Click on the bridging programme link if you have completed part or all of the National Certificate in Financial Services Level 5, and wish to achieve the New Zealand Certificate in Financial Services.

Enrol to complete the full programme

Strand Price

AFA Adviser (includes Core Knowledge, Financial Advice & Investment)

L5AFAFQ

Designed for financial advisers providing personalised financial advice, Authorised Financial Advisers (AFA's); financial planners, investment advisers, investment product managers, financial advisers. This satisfies the current FMA requirements for an AFA.

$2,730.00 +GST Retail
$2,590.00 +GST Learning Partner

Financial Advice - Full Programme

L5FAFQ

There is an option to complete the qualification by combining the Core Knowledge module and the Financial Advice module. For financial advisers who don't intend to become AFA advisers, or add the investment module to meet the AFA status requirements.

$2,040.00 +GST Retail
$2,040.00 +GST Learning Partner

General Insurance - Full Programme

L5GIFQ

Designed for general insurance advisers, senior underwriters, general insurance product and claims specialists, general risk advisers. Includes the Core Knowledge module + General Insurance module. For those working it is expected to take 12-18 months part time.

$1,640.00 +GST Retail
$1,395.00 +GST Learning Partner

Investment Advice - Full Programme

L5IAFQ

This module provides an understanding of investment concepts, as well as the regulatory and legislative environment in which they are required to operate. Includes Core Knowledge module + Investment Advice. This module is compulsory for Authorised Financial Adviser status. (AFA)

$1,750.00 +GST Retail
$1,410.00 +GST Learning Partner

Residential Property Lending - Full Programme

L5MAFQ

Designed for Mortgage advisers/brokers and credit managers. Includes the Core Knowledge module + Residential Property Lending module. For those working it is expected to take 12-18 months part time.

$1,680.00 +GST Retail
$1,395.00 +GST Learning Partner

Life & Health Insurance - Full Programme

L5PRFQ

Designed for senior underwriters, product and claims specialists, domestic and senior brokers. Includes the Core Knowledge module + Life & Health Insurance module.

$1,640.00 +GST Retail
$1,395.00 +GST Learning Partner


Core Knowledge

Module 1 Core Knowledge

L5M1
This module provides an understanding of the level of professionalism required in the financial services industry. You will gain an understanding of the wider financial services environment and research fit for purpose financial or insurance solutions. (NZQA 40 Credits) The following unit standards are included:
28363 - Module 1 Core - Financial Services Best Practice and Professionalism
28364 - Module 1 Core - Regulatory Environment
28365 - Module 1 Core - Research and Analysis Processes
28366 - Module 1 Core - The Economic Environment and Financial Markets
Module 1 Core Knowledge
Price
$1,035.00 +GST Retail
$835.00 +GST Learning Partner
 
Strands

Module 2 Financial Advice

L5M2
This module provides an understanding of the legislative and regulatory requirements of category 1 advisors, and applying the six step financial advice process to provide professional client service. This module is compulsory for Authorised Financial Advisers (AFA). This module also includes all Skills Org. assessment fees, and replaces the previous Legislative Framework & Advice Process.(NZQA 30 Credits)
25650 - Module 2 Financial Advice - Steps 1 & 2 of Six Step Financial Advice process
25651 - Module 2 Financial Advice - Steps 3 & 4 of Six Step Financial Advice Process
25652 - Module 2 Financial Advice - Steps 5 & 6 of Six Step Financial Advice Process
25653 - Module 2 Financial Advice - Legislation, Codes of Practice and Fiduciary Issues
26360 - Module 2 Financial Advice - What it Takes to comply with the Act
Module 2 Financial Advice
Price
$1,590.00 +GST Retail
$1,470.00 +GST Learning Partner
 

Module 3 Investment

L5M3
This module provides an understanding of investment concepts, as well as the regulatory and legislative environment in which they are required to operate. You will apply the principles of investment analysis through knowledge of products and services to provide client focused investment solutions. This module is compulsory for Authorised Financial Adviser (AFA) status and includes the following Unit Standards. (NZQA 25 Credits)
28375 - Module 3 Investment - Investment Concepts and the Regulatory Environment
28376 - Module 3 Investment - Investment Assets and Objectives
28377 - Module 3 Investment - Investment Analysis Techniques
Module 3 Investment
Price
$785.00 +GST Retail
$620.00 +GST Learning Partner
 

Module 4 Life & Health Insurance

L5M4
This module provides an understanding of the risk management concepts and the legislative and regulatory environment associated with life & health insurance. You will gain a broad understanding of products and services available to provide fit for purpose solutions in terms of Life and Health insurance. (NZQA 25 Credits)
28371 - Module 4 - Life & Health Insurance Concepts and Principles
28372 - Module 4 - Life and Health Insurance Legislation, Regulations and Codes of Practice
28373 - Module 4 - Life & Health Insurance Products
28374 - Module 4 - Life & health Insurance Product Application and Review Process
Module 4 Life & Health Insurance
Price
$675.00 +GST Retail
$615.00 +GST Learning Partner
 

Module 5 General Insurance

L5M5
This module provides an understanding of General risk management concepts and the legislative and regulatory environment associated with general insurance. You will gain a broad understanding of General Insurance products and services available to provide fit for purpose solutions for General Insurance clients. The following General Insurance specific unit standards are included: (NZQA 25 Credits)
28367 - Module 5 - General Insurance Concepts and Principles
28368 - Module 5 - General Insurance Legislation Regulations & Codes of Practice
28369 - Module 5 - General Insurance Products
28370 - Module 5 - General Insurance Product Application and Review Process
Module 5 General Insurance
Price
$675.00 +GST Retail
$615.00 +GST Learning Partner
 

Module 6 Residential Property Lending

L5M6
This module provides the knowledge and skills required to understand residential property lending concepts and the legislative and regulatory environment in which a mortgage adviser operates. You will learn the relationship between residential property lending products and individual needs, and the ability to provide fit for purpose solutions for borrowing. Includes the following unit standards: (NZQA 20 Credits)
28383 - Organisational and Regulatory requirements for Residential Property Lending
28384 - Lending Products and Borrowing Needs
28385 - NZ Residential Property and Lending Market
28386 - Loan Application
Module 6 Residential Property Lending
Price
$715.00 +GST Retail
$615.00 +GST Learning Partner
 

Mortgage Course for New Advisers (Residential and Property Lending Module 6)

L5M6PAA
For new entrants into the mortgage lending sector, attend the industry recognised workshop in conjunction with Financial Advice NZ industry training, and complete the Residential Property Lending module towards the New Zealand Certificate in Financial Services.
28383 - Organisational and Regulatory requirements for Residential Property Lending
28384 - Lending Products and Borrowing Needs
28385 - NZ Residential Property and Lending Market
28386 - Loan Application
Mortgage Course for New Advisers (Residential and Property Lending Module 6)
Price
$1,295.00 +GST Retail
 

Financial Advice Unit 26360

NZL5B
This unit standard is available as a standalone component for those that have already completed Set C towards the financial advice module of the New Zealand Certificate in Financial Services Level 5. Pricing includes the Skills assessment Fees.
26360 - Module 2 Financial Advice - What it Takes to comply with the Act
Financial Advice Unit 26360
Price
$477.00 +GST Retail
$441.00 +GST Learning Partner
 

Financial Advice Units 25650-53

NZL5C
For Advisers looking to complete the Financial Advice Strand of the New Zealand Certificate in Financial Services Level, but have previously completed Legislative Framework. This option includes the purchase of study guide and assessment with the Skills Organisation for unit standards 25650,51,52 and 53. The study material supplied reflects the latest version of these unit standards as currently assessed by the skills organisation.
25650 - Module 2 Financial Advice - Steps 1 & 2 of Six Step Financial Advice process
25651 - Module 2 Financial Advice - Steps 3 & 4 of Six Step Financial Advice Process
25652 - Module 2 Financial Advice - Steps 5 & 6 of Six Step Financial Advice Process
25653 - Module 2 Financial Advice - Legislation, Codes of Practice and Fiduciary Issues
Financial Advice Units 25650-53
Price
$1,113.00 +GST Retail
$1,029.00 +GST Learning Partner
 
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