Enrol to complete the full programme
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Strand
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Price
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L5AFAFQ
Designed for financial advisers providing personalised financial advice, Authorised Financial Advisers (AFA's); financial planners, investment advisers, investment product managers, financial advisers. This satisfies the current FMA requirements for an AFA.
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L5FAFQ
There is an option to complete the qualification by combining the Core Knowledge module and the Financial Advice module. For financial advisers who don't intend to become AFA advisers, or add the investment module to meet the AFA status requirements.
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L5GIFQ
Designed for general insurance advisers, senior underwriters, general insurance product and claims specialists, general risk advisers. Includes the Core Knowledge module + General Insurance module.
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L5IAFQ
This module provides an understanding of investment concepts, as well as the regulatory and legislative environment in which they are required to operate. Includes Core Knowledge module + Investment Advice. This module is compulsory for Authorised Financial Adviser status. (AFA)
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L5MAFQ
Designed for Mortgage advisers/brokers and credit managers. Includes the Core Knowledge module + Residential Property Lending module.
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L5PRFQ
Designed for senior underwriters, product and claims specialists, domestic and senior brokers. Includes the Core Knowledge module + Life & Health Insurance module.
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Core Knowledge
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L5M1
This module provides an understanding of the level of professionalism required in the financial services industry. You will gain an understanding of the wider financial services environment and research fit for purpose financial or insurance solutions. (NZQA 40 Credits) The following unit standards are included:
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28363 - Module 1 Core - Financial Services Best Practice and Professionalism
28364 - Module 1 Core - Regulatory Environment
28365 - Module 1 Core - Research and Analysis Processes
28366 - Module 1 Core - The Economic Environment and Financial Markets
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| Module 1 Core Knowledge |
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$1,385.00 Overseas Students
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Strands
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L5M2
This module provides an understanding of the legislative and regulatory requirements of category 1 advisors, and applying the six step financial advice process to provide professional client service. This module is compulsory for Authorised Financial Advisers (AFA). This module also includes all Skills Org. assessment fees, and replaces the previous Legislative Framework & Advice Process.(NZQA 30 Credits)
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25650 - Module 2 Financial Advice - Steps 1 & 2 of Six Step Financial Advice process
25651 - Module 2 Financial Advice - Steps 3 & 4 of Six Step Financial Advice Process
25652 - Module 2 Financial Advice - Steps 5 & 6 of Six Step Financial Advice Process
25653 - Module 2 Financial Advice - Legislation, Codes of Practice and Fiduciary Issues
26360 - Module 2 Financial Advice - What it Takes to comply with the Act
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| Module 2 Financial Advice |
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L5M3
This module provides an understanding of investment concepts, as well as the regulatory and legislative environment in which they are required to operate. You will apply the principles of investment analysis through knowledge of products and services to provide client focused investment solutions. This module is compulsory for Authorised Financial Adviser (AFA) status and includes the following Unit Standards. (NZQA 25 Credits)
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28375 - Module 3 Investment - Investment Concepts and the Regulatory Environment
28376 - Module 3 Investment - Investment Assets and Objectives
28377 - Module 3 Investment - Investment Analysis Techniques
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| Module 3 Investment |
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$1,135.00 Overseas Students
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L5M4
This module provides an understanding of the risk management concepts and the legislative and regulatory environment associated with life & health insurance. You will gain a broad understanding of products and services available to provide fit for purpose solutions in terms of Life and Health insurance. (NZQA 25 Credits)
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28371 - Module 4 - Life & Health Insurance Concepts and Principles
28372 - Module 4 - Life and Health Insurance Legislation, Regulations and Codes of Practice
28373 - Module 4 - Life & Health Insurance Products
28374 - Module 4 - Life & health Insurance Product Application and Review Process
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| Module 4 Life & Health Insurance |
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L5M5
This module provides an understanding of General risk management concepts and the legislative and regulatory environment associated with general insurance. You will gain a broad understanding of General Insurance products and services available to provide fit for purpose solutions for General Insurance clients. The following General Insurance specific unit standards are included: (NZQA 25 Credits)
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28367 - Module 5 - General Insurance Concepts and Principles
28368 - Module 5 - General Insurance Legislation Regulations & Codes of Practice
28369 - Module 5 - General Insurance Products
28370 - Module 5 - General Insurance Product Application and Review Process
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| Module 5 General Insurance |
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L5M6
This module provides the knowledge and skills required to understand residential property lending concepts and the legislative and regulatory environment in which a mortgage adviser operates. You will learn the relationship between residential property lending products and individual needs, and the ability to provide fit for purpose solutions for borrowing. Includes the following unit standards: (NZQA 20 Credits)
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28383 - Organisational and Regulatory requirements for Residential Property Lending
28384 - Lending Products and Borrowing Needs
28385 - NZ Residential Property and Lending Market
28386 - Loan Application
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| Module 6 Residential Property Lending |
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L5M6PAA
For new entrants into the mortgage lending sector, attend the industry recognised workshop in conjunction with Financial Advice NZ industry training, and complete the Residential Property Lending module towards the New Zealand Certificate in Financial Services.
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28383 - Organisational and Regulatory requirements for Residential Property Lending
28384 - Lending Products and Borrowing Needs
28385 - NZ Residential Property and Lending Market
28386 - Loan Application
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| Mortgage Course for New Advisers (Residential and Property Lending Module 6) |
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NZL5B
This unit standard is available as a standalone component for those that have already completed Set C towards the financial advice module of the New Zealand Certificate in Financial Services Level 5. Pricing includes the Skills assessment Fees.
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26360 - Module 2 Financial Advice - What it Takes to comply with the Act
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| Financial Advice Unit 26360 |
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NZL5C
For Advisers looking to complete the Financial Advice Strand of the New Zealand Certificate in Financial Services Level, but have previously completed Legislative Framework.
This option includes the purchase of study guide and assessment with the Skills Organisation for unit standards 25650,51,52 and 53.
The study material supplied reflects the latest version of these unit standards as currently assessed by the skills organisation.
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25650 - Module 2 Financial Advice - Steps 1 & 2 of Six Step Financial Advice process
25651 - Module 2 Financial Advice - Steps 3 & 4 of Six Step Financial Advice Process
25652 - Module 2 Financial Advice - Steps 5 & 6 of Six Step Financial Advice Process
25653 - Module 2 Financial Advice - Legislation, Codes of Practice and Fiduciary Issues
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| Financial Advice Units 25650-53 |
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$1,358.00 Overseas Students
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