Who is this for?

• New Investment and Wealth Advisers
• Those seeking AFA status (for Category 1 products)

Why Choose Professional IQ College?

NZQA accredited and approved. We are the only provider currently offering the new NZ Certificate in Financial Services Level 5. We pride ourselves on the quality of our presenters and our courses are all quality assured to the highest possible standard. We are industry owned and dedicated to the Financial Services Industry. Small class sizes enable individual attention and support.

What’s in it for me?  

• Support for the new adviser to complete the investment unit standards (Module 3 Investment)
• Gain knowledge and skills in prospecting and the 6 step advice process
• Gain the knowledge and skill to perform compound interest calculations from an experienced and qualified mathematician
• An introduction to the legislation and regulations required to be a compliant investment adviser
• Enrolment in the Investment Strand;- part of the NZ Certificate in Financial Services Level 5
• Networking opportunities

Learn About:    

• Compound interest calculations   
• Prospecting
• Conducting the needs analysis/fact find interview,
• Producing and presenting the plan,
• Implementation of the plan,
• Plan reviews
• Legislation and Regulations for compliance
• The relationship between investment products and meeting individual needs
• Providing fit for purpose advice

Investment: Includes workshop and enrolment into the investment module (Module 3). Terms and conditions apply.

Discounts are available for group bookings.  Please enquire. 

Enrolment forms and declarations will need to be completed. 

The running of this workshop is subject to minimum attendees.

No refund will be given if you choose not to attend within 7 days of the event.