Regulatory Framework 31858

People credited with this unit standard are able to:


  • interpret and explain legislation and regulations applicable to financial advice and financial advice services
  • interpret financial services consumer legislation and financial services compliance legislation in a general financial services context
  • interpret the Code of Professional Conduct for Financial Advice Services, and
  • explain legislation and regulations applicable to complaints and disputes handling processes.


Enrol to complete the full programme

Strand Price

Regulatory Framework 31858


Interpret and explain provisions in the regulatory framework in a financial advice services context

$285.00 +GST Retail

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