This workshop is for level 5 National Certificate In Financial Services enrolled Students only. 

Set B
With at least 22 Acts of Parliament and 18 Codes of Professional Practice it’s easy to think there is too much legislation.

The workshop takes you quietly through the legislation you need to know and tightly wraps it around your daily practice so you own it.
The workshop covers:
• The Financial Advisers Act 2008
• The Financial Service Providers (Registration and Disputes Resolution) Act 2008
• The Consumer Guarantees Act 1993
• The Fair Trading Act 1986
• And more … 

Set C
Your competence and the six stage advice model is the heart of compliance, and not just a NZ model, it’s global.
The workshop will demystify the whole evidence process leading you to complete Set C without any nonsense.
The workshop covers:
• Regulation and Professional Practice
• Collecting evidence to prove your competence,
• The financial advice process and gathering information
• Developing and presenting recommendations
• The review process