| Core Knowledge |
| For Advisers wanting to up skill in respect of best practice and professionalism. focuses on the difference between the old L5 Qualification and the New. |
28363
| Financial Services Best Practice and Professionalism | 4 multi choice + 2 short answers |
| 28364 | Regulatory Environment | 30 multi choice + 1 short answer |
| 28365 | Research and Analysis Processes | 1 task and evidence based assessment |
| 28366 | The Economic Environment and Financial Markets | 14 multi choice |
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| Financial Advice 28350-53 |
| For Advisers looking to upgrade their knowledge of the changes between the old Set C and the New FMA code requirements. |
| 28350 | Steps 1 & 2 of Six Step Financial Advice process
| These Unit Standards are Assessed by |
| 28351 | Steps 3 & 4 of Six Step Financial Advice Process
| submission of documentary evidence. |
| 28352 | Steps 4 & 5 of Six Step Financial Advice Process
| If you have completed Set C previously |
| 28353 | Legislation, Codes of Practice and Fiduciary Issues
| no further Assessment is required. |
| | |
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| Financial Advice 26360 |
| For Advisers looking to improve their knowledge of the changes between the old Set B and the New FMA code requirements. |
| 26360 | What it Takes to comply with the Act
| This Standard is assessed by skills online. |
| | | If you have Completed Set B previously |
| | | no further Assessment is required. |
| Investment |
| For Advisers looking to bridge the gap from the old Set D and the new NZCFS L5 Investment strand. |
| 28375 | Investment Concepts and the Regulatory Environment
| 14 Multi choice questions |
| 28376 | Investment Assets and Objectives
| 6 Multi choice + one short answer |
| 28377 | Investment Analysis Techniques
| 4 Multi choice + one short answer |
| | | |
| Personal Risk (Life and Health) |
| Upgrade your knowledge from the old National L5 Life ins strand to the new NZ L5 Personal Risk (life & health) strand |
| 28371 | Insurance Concepts and Principles | 3 Multi choice + one short answer |
| 28372 | Legislation, Regulations and Codes of Practice | 9 Multi choice + one short answer |
| 28373 | Products | Maps to 25644/45 |
| 28374 | Product Application and Review Process | 9 Multi choice + one short answer |
| | | |
| General Risk (Insurance) |
| Upgrade your knowledge from the old National L5 Fire & General strand to the new NZ L5 General Insurance strand |
| 28367 | Insurance Concepts and Principles | 2 Multi choice |
| 28368 | Legislation, Regulations and Codes of Practice | one short answer |
| 28369 | Products | Maps to 25644/45 |
| 28370 | Product Application and Review Process | 9 Multi choice + one short answer |
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