This module provides an understanding of professionalism required in the financial services industry. Enabling graduates to gain an understanding of the wider financial services environment and the legislation and regulations that impact participants economically and financially whilst delivering financial advice services. This module plus one elective makes up the strand.
Demonstrate and apply knowledge of financial services legislation, good conduct, professionalism, and Six Step Process
Demonstrate and apply knowledge of the financial services sector to provide financial advice solutions
Demonstrate and apply knowledge of key factors in the economic environment to provide financial advice solutions
Interpret and explain provisions in the regulatory framework in a financial advice services context