New Zealand Certificate in Financial Services (Level 5)

Unlock your potential in the financial services industry with the New Zealand Certificate in Financial Services (Level 5). This qualification is designed for those who aim to meet the stringent requirements of providing financial advice in New Zealand, ensuring compliance with current legislation and regulations impacting the financial sector.

Course Structure

To graduate with this full certificate, you are required to complete the Core Knowledge module and choose one specialised strand. This approach allows you to tailor your learning to your career aspirations. The flexible structure is ideal for newcomers entering the industry as well as current professionals seeking advancement.

Core Knowledge

The Core Knowledge module lays the groundwork for a deep understanding of the financial services environment. It covers the professionalism required within the industry and offers insights into the legislative and economic aspects that influence financial advising practices. This foundational knowledge is crucial for anyone aiming to provide high-quality financial advice.

Elective Strands

Upon completing the Core Knowledge module, you can specialise by selecting one of four elective strands, each focusing on a key area of financial services:

1. Investment: Gain specialised knowledge in managing investment portfolios and providing investment advice.

2. Residential Property Lending: Specialise in the mortgage advising process, understanding the products and regulations specific to residential property lending.

3. Life, Disability, and Health Insurance: Focus on insurance products and the provision of advice in life, health, and disability insurance.

4. General Insurance: Learn about the wide range of general insurance products and how to effectively advise clients on these options.

Career Opportunities

Graduates of the New Zealand Certificate in Financial Services (Level 5) are well-prepared to assume a variety of roles within the financial sector, such as financial advisors, insurance brokers, or mortgage brokers. 

Achieving the Qualification

To achieve the New Zealand Certificate in Financial Services (Level 5), you must complete the required Core Knowledge module along with one of the elective strands. This qualification meets the standards required by the Code of Professional Conduct for Financial Advice Services in New Zealand, equipping you with the competence, knowledge, and skill needed to give regulated financial advice under the new financial advice regime.

Enhance your professional qualifications and meet the evolving needs of the financial services industry with this comprehensive Level 5 certificate.