Completing both of these modules will gain you the qualification.
This module provides an understanding of professionalism required in the financial services industry. Enabling graduates to gain an understanding of the wider financial services environment and the legislation and regulations that impact participants economically and financially whilst delivering financial advice services. This module plus one elective makes up the strand.
This module provides an understanding of management concepts and the legislative and regulatory environment associated with general insurance. Enabling graduates to gain a broad understanding of general insurance products and services available to provide fit for purpose solutions for general insurance clients using an appropriate six step advice process.
Demonstrate and apply knowledge of financial services legislation, good conduct, professionalism, and Six Step Process
Demonstrate and apply knowledge of the financial services sector to provide financial advice solutions
Demonstrate and apply knowledge of key factors in the economic environment to provide financial advice solutions
Interpret and explain provisions in the regulatory framework in a financial advice services context
Demonstrate and apply knowledge of the general insurance services environment and concepts
Gather and analyse information to determine client general insurance needs
Apply knowledge of general insurance products and services to meet client needs
Demonstrate and apply knowledge of the administrative processes required to provide general insurance services
Provide advice in a general insurance context using the Six Step Process