Completing both of these modules will gain you the qualification.

Core Knowledge

New Zealand Certificate in Financial Services (Level 5)

Unlock your potential in the financial services industry with the New Zealand Certificate in Financial Services (Level 5). This qualification is designed for those who aim to meet the stringent requirements of providing financial advice in New Zealand, ensuring compliance with current legislation and regulations impacting the financial sector.

Course Structure

To graduate with this full certificate, you are required to complete the Core Knowledge module and choose one specialised strand. This approach allows you to tailor your learning to your career aspirations. The flexible structure is ideal for newcomers entering the industry as well as current professionals seeking advancement.

Core Knowledge

The Core Knowledge module lays the groundwork for a deep understanding of the financial services environment. It covers the professionalism required within the industry and offers insights into the legislative and economic aspects that influence financial advising practices. This foundational knowledge is crucial for anyone aiming to provide high-quality financial advice.

Elective Strands

Upon completing the Core Knowledge module, you can specialise by selecting one of four elective strands, each focusing on a key area of financial services:

1. Investment: Gain specialised knowledge in managing investment portfolios and providing investment advice.

2. Residential Property Lending: Specialise in the mortgage advising process, understanding the products and regulations specific to residential property lending.

3. Life, Disability, and Health Insurance: Focus on insurance products and the provision of advice in life, health, and disability insurance.

4. General Insurance: Learn about the wide range of general insurance products and how to effectively advise clients on these options.

Career Opportunities

Graduates of the New Zealand Certificate in Financial Services (Level 5) are well-prepared to assume a variety of roles within the financial sector, such as financial advisors, insurance brokers, or mortgage brokers. 

Achieving the Qualification

To achieve the New Zealand Certificate in Financial Services (Level 5), you must complete the required Core Knowledge module along with one of the elective strands. This qualification meets the standards required by the Code of Professional Conduct for Financial Advice Services in New Zealand, equipping you with the competence, knowledge, and skill needed to give regulated financial advice under the new financial advice regime.

Enhance your professional qualifications and meet the evolving needs of the financial services industry with this comprehensive Level 5 certificate.

Certificate in Financial Services (Level 5) (Investment)

Dive deep into the world of investment finance with the New Zealand Certificate in Financial Services (Level 5) (Investment). This specialised module equips you with essential knowledge and skills to understand investment principles within today’s complex regulatory, legislative, and economic landscapes.

Achieving the Qualification

To secure this prestigious qualification, participants must complete the Core Knowledge module plus an industry-based strand focusing on investment. This structure ensures a comprehensive grounding in both general financial services and specific investment strategies.

Educational Scope and Learning Outcomes

This certification is ideal for individuals aiming to advance their career in the financial services industry, particularly in investment advisory roles. By the end of this module, you will have an understanding of:

1. Investment Principles: Master the core concepts of investment, including the analysis of various financial instruments and market dynamics.

2. Regulatory Expertise: Navigate through the complex world of financial regulations, laws, and codes of conduct that govern investment practices.

3. Economic Insight: Analyse and predict market trends and economic factors that influence the investment landscape.

4. Strategic Financial Planning: Develop personalised investment plans that align with clients' objectives and risk profiles, utilising an established six-step advice process.

5. Ethical and Professional Standards: Uphold high standards of ethics and professionalism, ensuring your advice is not only effective but also ethically sound.

Career Pathways

After completing the New Zealand Certificate in Financial Services (Level 5) (Investment), you will be prepared for a range of roles within the financial sector, including:

1. Financial Adviser: Provide strategic investment advice and create tailored investment portfolios for clients.

2. Portfolio Manager: Oversee and make decisions about investment mix and policy, matching investments to objectives, asset allocation for individuals and institutions, and balancing risk against performance.

3. Financial Adviser Support: Assist investment advisers in managing and implementing investment strategies.

4. Equity Analyst: Specialise in a specific sector or market to provide insights and recommendations on equity investments, analysing financial data and market trends to forecast business, industry, and economic conditions.

Advance Your Career in Financial Services

By obtaining this certification, you not only enhance your professional qualifications but also position yourself as a knowledgeable and ethical financial professional capable of navigating the complexities of the investment world. This certificate empowers you to meet the evolving needs of clients and the dynamic demands of the financial services industry.